Coverage applies for the embezzlement of invested assets perpetrated by Key Persons specifically named onto the policy. It does not cover any potential future gains or any fictitious amounts held in an account. Payments will be based on your actual funds embezzled. It also does not cover the lack of adequate returns on actual investments made.

Capital Shield Product Details:

  • Key Persons are named on the policy: An investor can name multiple Key Persons onto their policy. These Key Persons would be securities industry professionals that act as investment advisors, asset managers, fund managers, etc. for the invested assets of the policyholder.
  • Limit Offered: An individual can purchase an aggregate limit of up to $10,000,000
  • Deductible: Minimum deductible is $50,000 per occurrence

To become an appointed agency of Capital Shield embezzlement insurance, please contact Joe Gresia at for more details.